EMEIA FSO Manager - Wholesale Investment Management
EY - London

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Regulatory Manager - Wholesale Investment Management - Advisory

We are currently looking for a Regulatory Manager to join our growing practice to provide risk and regulatory solutions for our clients focusing on the Wholesale Investment Management area.

As a specialist in Regulation and Compliance, you’ll have the opportunity to develop your personal, technical and leadership skills within the environment of one of the largest providers of professional services in the world.

Responsibilities of a Regulatory Manager

Provide input into the application of regulatory standards and support the development of solutions to resolve complex regulatory risks and issues
Manages client engagements including quality and risk management considerations.
Assist with the formulation of conclusions and regulatory recommendations
Support the analysis of emerging regulatory issues, the articulation of an EY point of view and the development of an EY proposition
Support business development through working on client proposals
Take the lead of a work streams or specific tasks within a client engagement applying management skills.
Skills and Experience you’ll need as a Regulatory Manager

Wholesale or Investment Management FSA regulatory experience at the FSA, a Financial Services organisation or another Advisory firm
Knowledge of FSA handbook including Conduct of Business, SYSC, and CASS.
Strong academic background including a Bachelor's degree.
Can translate regulatory requirements into practical solutions
Experience with the design, development and implementation of internal controls for financial services business processes is an advantage
Analytical skills; specifically, the ability to assess and decompose financial services industry processes utilising a risk and control focus
Effective leadership, project management and teamwork skills
Proven track record of assessing suitability of advice in relation to financial instruments/products
Able to identify further business opportunities
Effective leadership, project management and teamwork skills

EY - 8 months ago - save job - block
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